Defence and Human Security

No recession for global military forces

Posted on: October 19th, 2010 by Ernie Regehr

It seems the military is one economic sector that is pretty much recession proof. While global government spending generally fell in 2009 in the wake of the great recession, and while budgetary deficits soared, there was little interruption to the steady post 9-11 growth in global military spending.

Global military spending reached $1.5 trillion in 2009 – a six percent jump over 2008 and 50 percent higher than it was in 2000.[i]

The annual Stockholm International Peace Research (SIPRI) review of arms control and security reports that in 2009 almost two-thirds of all states surveyed had increased their spending on military forces. More than three-quarters of the G-20 states registered an increase. It was mainly in poorer states, those less able to accommodate higher deficits, where military spending fell.

The bulk of military spending is heavily concentrated in a very few states. The US alone accounts for 40 per cent of the world total. The top five (that’s the same five that enjoy permanent membership in the Security Council) account for 60 per cent, and the top 15 military spenders account for 75 per cent – the remaining 177 states account for 25 per cent of global military spending.

 Canada reflects the global trend. Both SIPRI and the International Institute for Strategic Studies (IISS) rank Canada within the top 15, as the 13th highest military spender in the world.[ii] IISS figures, which are in US dollars and and so comparable with other states, show that Canadian military spending (in current dollars) increased from $354 per capita in 2004 to $597 per capita in 2008 – adjusted for inflation it would still be roughly a 40 per cent increase over four years.[iii]

 Spending obviously reflects national priorities, and a comparison of military and development assistance spending in OECD donor states offers at least one insight into how a country tries to spread its influence and make an impact on the world beyond its borders.

 The Table below looks at Canada’s official development assistance (ODA) relative to military spending, comparing that to the ODA to military spending ratio within the OECD collectively, and to the US and two other NATO partners (Norway and Netherlands, both much smaller than Canada and with a lot less territory to patrol, but arguably with similar values and global objectives).

 The Canadian ODA to military spending ratio is generally about 1:4 – that is, Canada spends at least four times as much on military forces as on development assistance (sometimes it is five times as much). In Norway and Netherlands the ratio in both cases is below 1:2 – that is, these two Canadian allies, known for their generally ambitious and effective engagement in international peace and security efforts, spend less than twice as much on their militaries as on development assistance.

 To be fair, Canada, with its much larger land mass (which, on the other hand, is certainly now and foreseeably not under any military threat), is still much closer to the Norway/Netherlands model than to the US model or the OECD average. The US spends more than 25 times as much on its military as on development assistance, and within the OECD the average is just under 10 times as much.

 Ratios of ODA to Military Spending[iv]

  2001 2005 2006 2007 2008
Canada 1:5.6 1:3.4 1:4.1 1:4.4 1:4.1
Norway 1:1.9 1:1.7 1:1.7 1:1.6 1:1.5
Netherlands 1:2.0 1:1.9 1:1.9 1:1.8 1:1.8
US 1:26.7 1:25.1 1:22.0 1:28.5 1:25.8
OECD 1:9.9 1:7.5     1:9.4

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 With the Cold War long over, and with some post 9-11 attempts to militarily engineer peace and stability having faltered rather dramatically, there is a wide range of voices calling for some serious rebalancing.[v] One simple and modest, yet sensible, suggestion is to shift some of the excessive military spending in OECD countries to ODA (a suggestion that comes with recognition of the need for much improved aid effectiveness).

 Obviously, governments don’t make those kinds of direct spending transfers, but the point is to promote a shift in priorities that more credibly recognizes the extent to which peace and stability are built on sustainable conditions of social and economic well-being.

 For example, the globally representative interfaith organization, Religions for Peace, currently has a campaign, undertaken through its Youth Program, to “ask all governments to make an official pledge to cut their military budgets by 10% and to re-allocate those funds toward development.”[vi]  The Nobel Prize winning International Peace Bureau has issued a similar call for a shift of 10 percent of military spending to poverty reduction.[vii]

 Well, if Canada were to implement such a modest shift, its ODA as a percentage of GNI would go from .33 percent (using the 2008 figures) to .46 percent – remaining well short of the official goal of .7 percent. The ratio of ODA to military spending would move from 1:4.1 to 1:2.6 (bringing it a lot closer, but still not equal, to the ratio already reached by Norway and the Netherlands).

 More fundamentally, it would be a symbolic and practical recognition that to address insecurity the way most people experience it, there needs to be a whole lot more, and more effective, attention to redressing unmet basic needs, political exclusion, denied rights, social and political disintegration, and the criminal and political violence that invariably attend such conditions of insecurity.

 eregehr@uwaterloo.ca

 Notes

[i] Sam Perlo-Freeman, Olawale Ismail, and Carina Solmirano, “Military Expenditure,” SIPRI Yearbook 2010: Armaments, Disarmament and International Security, Stockholm International Peace Research Institute and Oxford University Press, 2010, p. 177.

[ii] SIPRI Yearbook 2010, p. 203; and The Military Balance 2010, International Institute for Strategic Studies, pp. 462-468.

[iii]  A Conference of Defence Associations analysis of the Defence Budgets for the years 2006 through 2010 shows an increase of 44 per cent over those four years. Brian MacDonald, CDA Commentary 1-2010, 18 February 2010. www.cda-cdai.ca.

[iv] Based on figures (Current US$) from the IISS Military Balance (2010, 2007, and 2004-5 yearbooks) and the OECD database, the ODA by Donors Table (in Current US$). (http://stats.oecd.org/Index.aspx?DataSetCode=CSP2010).

[v] George Hamzo and Ernie Regehr, “Canadian peace and security spending: An update on the 5 Ds,” Ploughshares Monitor, Autumn 2008, volume 29, no. 3. http://www.ploughshares.ca/libraries/monitor/mons08b.pdf

[vi] The Religions for Peace Campaign for Shared Security had by mid-October  collected an amazing 20,102,746 signatures http://www.armsdown.net/.

[vii] Provide link to website.

The F-35: Canada’s air defence needs, compared with what?

Posted on: October 14th, 2010 by Ernie Regehr

That Canada needs a credible air defence capability is not in dispute; the challenge is to balance that with the other urgent needs on a rather long list. 

Canada needs a fleet of fast, long-range aircraft with a capacity to respond effectively to unidentified and unauthorized intrusions into Canadian airspace. That much seems pretty clear – but need is relative, not absolute.  

Canada also needs icebreakers to patrol the thawing and increasingly commercial Arctic waters. We need large and long-range transport aircraft (that money is already spent), along with well-equipped military and civilian personnel, to respond effectively on short notice to humanitarian and security crises beyond our borders. We need a major boost in Canada’s diplomatic corps to meet the myriad of diplomatic, political, and conflict challenges that a G8/G20 nation and aspirant to the Security Council should bring to the global table. We certainly need a massive increase in foreign assistance – to the tune of another $5 billion each and every year if we are to meet our avowed target of boosting annual official development assistance to the level of .7 per cent of GDP.[i]  

And of course we need to balance the federal budget, pay down the national debt, improve education, meet the voracious and still growing demands for health care, end child poverty, meet global environmental standards, and promote the arts. Furthermore, we need to do it all with some degree of urgency.  

Happily, Canada is also an extraordinarily wealthy country, so we can afford a lot of this – the issue is the political will to set sensible priorities that accord with a commitment to build sustainable conditions of human security at home and abroad.  

The F-35 question in isolation is not really one of affordability – if a thorough and frank national debate were to send 65 stealth, fifth generation, state-of-the-art fighter aircraft to the top of the list of urgent national requirements, we could afford them, even at total capital and operating costs of $15-$30 billion over a span of 30 years.[ii] The real question is, do we need them more than we need everything else on the list? And can we really afford them if that means deferring other urgent requirements?  

The hard part is not identifying needs, it’s obviously setting priorities.  

So the first step needs to be a realistic look at the nature and extent of our air defence needs. Is the F-35 the only way in which those needs can be met? Or are there ways of maintaining sufficient air defence capability at much lower costs – is there a responsible trade-off available that would allow us to reduce the costs of air defence and increase our response to other urgent imperatives?  

Air defence capabilities are not a luxury that we can decide to do without. So just saying a blanket no to fighter aircraft is not a solution. At the same time, we need to remind ourselves that the unidentified and unauthorized intrusions into Canadian airspace – the kinds of events that air defence systems are designed prevent and respond to – have little to do with Russian bombers or conventional national defence. All the media and Ministerial brouhaha over recent flights of Russian bombers in international airspace near Canada, and Canadian F-18 responses, was put in perspective by NORAD’s own insistence that these were routine exercises in which Russians train and NORAD tests response times: “Both Russia and NORAD routinely exercise their capability to operate in the North. These exercises are important to both NORAD and Russia and are not cause for alarm.”[iii]  

Furthermore, joint exercises with the Russians reflect the contemporary reality that they are now our collaborators in air defence operations, not our dreaded adversary. In August, the US, NORAD, and Russia conducted a joint exercise to respond to a staged “hijacking” of a civilian airliner. The exercise was an effort to integrate North American and Russian military and civilian air traffic control agencies to counter air terrorism.[iv]  

The airborne threat we do face comes largely in the form of small civilian aircraft carrying contraband. In effect, the day-to-day activity of NORAD, the Canada-US organization that monitors the air approaches to Canada, is to lend aid to the civil authorities in their drug interdiction efforts. Coastal radars identify aircraft entering Canadian airspace without a filed flight plan, and when necessary aircraft are sent to identify and escort the intruders to an airport or landing strip where civilian authorities can deal with them.  

It is important work that supports the rule of law, the human security of Canadians, and thus ultimately national security – but does it require the kind of fighter aircraft now being promised? Canada does not face imminent or foreseeable threats of hostile, unauthorized, foreign military breaches of Canadian air space. The conclusion to be drawn from that is not that we don’t need air defence, for it is in part effective air defence that dissuades others from trying to breach our borders. But it does put the need for air defence in some useful perspective: ongoing monitoring is absolutely essential; after 9-11 we know that threats can also emerge from within our borders; the capacity to physically confront and intercept intruders must be maintained; but a wealth of experience tells us that the threats to and from within our national airspace can be met with a reliable surveillance and modest interception capability. 

That still leaves the question of Canadian contributions of fighter aircraft capabilities to military operations beyond our borders. Canada has done very little of that in the past, largely because fighter aircraft have little utility in the kinds of expeditionary peace support operations that Canada should be expected to support in the future. Indeed, Canada’s CF-18 fighters, acquired in the early 1980s, have been deployed beyond Canada’s borders on only four occasions: 1) 26 were deployed to the 1991 Gulf War; 18 to the 1999 NATO operations in Serbia/Kosovo; in 1997 six CF-18s did a three-month tour out of Aviano, Italy to conduct air patrols over Bosnia in support of NATO ground forces and to protect airborne warning and control aircraft; and in June 1998 six CF-18s went to Aviano to support peacekeeping forces in Bosnia.[v]  
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Serious voices in the defence policy community are raising questions about the F-35 and whether Canada’s contributions to peace support operations require fighter aircraft.  

Dan Middlemiss of Dalhousie University: …[A]lthough Canada is a member of the US Joint Strike Fighter (JSF) program team, in future operations in support of Canadian foreign policy it will become increasingly difficult to justify the cost of a modest fleet of JSFs for the air force. There would be almost no requirement for such aircraft to support Canadian naval or army deployments on a “stand-alone” basis, and, while they would be useful – and fully interoperable – augmenters to coalition forces, their high acquisition and sustainment costs (which would include the sky-rocketing cost of “subsidies” to attract and retain fighter pilots) might rule them out as cost-effective contributors to Canadian expeditionary operations.” He points to the importance of information, surveillance, and reconnaissance (ISR) capabilities and suggests further investigation of unpiloted aircraft for that role. 

Paul Mitchell of the Canadian Forces College says Canada will not be in a position to buy enough of any fighter aircraft to fulfill NORAD, NATO, and expeditionary commitments and thus suggests exploration of alternatives to advanced fighters:  “The most likely avenue of attack from the air on Canada today is not from a lumbering Bear bomber, but rather a small privately owned commercial aircraft.” And for defence against that you need aircraft that can fly “low and slow” – not the métier of supersonic fighters. Mitchell goes on to say: “A turboprop aircraft like Embraer’s “Super Tucano” or Beechcraft’s AT-6B (whose engines are manufactured by Pratt & Whitney Canada in Nova Scotia) would easily fit this bill. At roughly $6-million per copy, we could outfit the air force with 10 times the number of airframes. Furthermore, such aircraft are well suited to support army operations and are cheap to operate and maintain. CF-18s have been noticeably absent in the present conflict in Afghanistan.”[vi] 

Canada needs an ongoing and credible domestic air defence capability, but that doesn’t translate into an urgent need for the one of the most complex, most expensive, yet to be proven, combat aircraft on the planet. At the very least, we should have the benefit of a thorough, informed, and frank national debate, along with a competitive selection process, before any final commitment is made.

 eregehr@uwaterloo.ca

 Notes

[i] The Canadian Council for International Contribution proposes a more realistic in which aid would increase by 14 percent per year until 2020 when the .7 percent target would be reached. “2010/11 Pre-Budget Brief,” October 2009, Canadian Council for International Co-Operation (CCIC). http://www.ccic.ca/_files/en/what_we_do/2010_11_pre_budget_brief_oct09_e.pdf.

 [ii] US estimates of life-cycle costs per aircraft are at least three times higher than figures use by the Government of Canada in estimating the total program costs. Kenneth Epps, “Why Joint Strike Fighter aircraft? Program costs rise and benefits carry risks,” Ploughshares Briefing 10/3, August 2010. http://www.ploughshares.ca/libraries/Briefings/brf103.pdf.

 [iii] “NORAD downplays Russian bomber interception,” CBC News, 25 August 2010.  http://www.cbc.ca/canada/story/2010/08/25/cf-18s-russians-airspace.html.

 [iv] Maj. Mike Humphreys, “Vigilant Eagle tests NOARAD, Russian response,” NORAD and USNORTHCOM Public Affairs, 10 August 2010. http://www.norad.mil/News/2010/081010.html.

 [v] As documented by Dan Middlemiss in “A Military in Support of Canadian Foreign Policy: Some Fundamental Considerations,” Centre For Foreign Policy Studies, Dalhousie University, Halifax, Nova. http://www.cdfai.org/PDF/A%20Military%20In%20Support%20of%20Canadian%20Foreign%20Policy%20-%20Considerations.pdf.

 [vi] Paul T. Mitchell, “How to get more air force for the dollar,” The Ottawa Citizen, 12 October 2010. http://www.ottawacitizen.com/story_print.html?id=3655573&sponsor=

Canada and the F-35: Industrial Strategy Becomes Defence Policy

Posted on: October 12th, 2010 by Ernie Regehr

Canada’s participation in the US-led Joint Strike Fighter (JSF) program began in 1997[1] as an aerospace industry initiative and emerged in 2010 as a fully formed air defence policy.

Setting aside for now the yet-to-be-debated question of Canada’s future air surveillance and interception needs and the merits of the F-35 aircraft for meeting those needs, the least persuasive argument in defence of the Government’s non-competitive selection of the F-35 fighter aircraft is the Prime Minister’s claim that the decision was really made in 1997.

That was when Canada put down an initial $10 million (US) to join the “concept demonstration” phase of the JSF program. At the time, critics, including this one, feared that industrial participation in the JSF would turn out to be a de facto defence policy decision to procure whatever aircraft emerged from the JSF venture.

Of course, the assurances at the time were all to the contrary. The Government of the day, and all of them since then, insisted that joining the JSF did not include a commitment by Canada to buy the end product. That was in fact the only credible position available. How could any responsible Government make a procurement commitment at the beginning of a lengthy research and development process in which there could be absolutely no guarantee that the process would in the end produce an aircraft that would 20 years later meet Canada’s particular air defence and surveillance needs? Yet, Prime Minister Harper now says, approvingly, that’s exactly what happened.

At the time, we were assured that the only decision made then was to buy Canadian industrial access to a major US weapons development program. That point was made recently by Alan Williams, the former senior defence procurement official who in 2002 signed the contract for Canada’s (US)$150 million contribution to the next phase of the JSF program, the System Development and Demonstration phase. Writing for the Defence Watch blog of David Pugliese, Mr. Williams said that “at no time did we commit to buying these aircraft. We entered the program with one main purpose; namely, to provide Canadian companies with an opportunity to compete for contracts in this multi-billion-dollar venture.”[2]

The Prime Minister attacked the messenger:  “In terms of the individual that you’re talking about,” Mr. Harper said in Winnipeg last week, “his advice was very different at the time that he was actually paid to give it.”[3] In fact, Mr. Williams’ consistent position is on record. In 2001 he appeared before the House of Commons Defence Committee with the then Defence Minister, Art Eggleton, to say: “We have not made any decision about the future aircraft we’ll use, and were we to participate [in the System Development and Demonstration phase], it would be with the objective of getting valuable access to wide-ranging studies that otherwise we would not be party to, and also allowing our industry to participate.”

So, the decision to join the JSF was really driven by two considerations – access to the US military aircraft development and production market for Canadian industry, and access to US research and development findings that would keep Canadian defence planners abreast of emerging aircraft technologies in anticipation of replacing the F-18, Canada’s current jet fighter.

Mr. Williams repeated the point in 2003 when he again testified at the Defence Committee: “The primary benefits for Canada of participating in JSF include providing Canadian industry with access to the largest U.S. defence program in the history of the Department of Defense, providing DND with access to the full range of technical data flowing from the JSF program, reducing the purchase price of the JSF should Canada elect to buy this aircraft, and finally, providing the Government of Canada with royalties from the sale of the joint strike fighter aircraft to non-partner nations” (emphasis added). He didn’t say Canada was therefore committed to buying the JSF; instead he made it clear that no decision on purchase had been made.[4]

The present Defence Minister, Peter MacKay, recently reinforced the understanding that Canada was under no commitment or obligation to buy the F-35. On May 27 he was asked for clarification by the NDP Defence Critic, Jack Harris, during a session of the Standing Committee on Defence:  “Mr. Chair, did I take the minister’s earlier comments in my last round of questions to mean that the government has already decided to purchase planes from the joint strike group fighter program?” And Mr. MacKay replied: 

“Mr. Chair, the hon. member is mistaken. None whatsoever….The joint strike fighter is one of the two aircraft, and there may be others. But I think those are the two main contenders that we are looking at.”[5] In other words, the Minister of Defence insisted even this year that alternatives to the F-35 were under active consideration.

But just last week in Winnipeg, Prime Minister Harper told an industry audience in Winnipeg that because the Canadian Government had already paid $150 million into the Joint Strike Fighter program, to help Canadian firms get development contracts for it, it would make no sense to consider any other aircraft: “Why would you now consider buying anything else.”[6] 

So now the Prime Minister insists that we have to accept the 1997 decision – which was not about buying an aircraft for the Canadian Forces but was about buying access for Canadian industry to a forthcoming US procurement program – as the final decision on a new fighter aircraft selection for Canada 20 years later. An industrial commitment made in 1997, a decade and a half before anyone had any idea what kind of aircraft would come out of the process, is now to be taken as an unshakable commitment to accept whatever that R and D process produced – a multinational process over which Canada, as a junior among junior partners, had no real influence.
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In other words, an industrial strategy decision in 1997 is now to be taken as a firm defence policy decision in 2010.

eregehr@uwaterloo.ca

Notes


[1] Canada has been a participant in the JSF program since 1997, when it contributed (US)$10 million for the Department of National Defence to participate in the Concept Demonstration phase. During this phase the two US bidders, Boeing and Lockheed Martin, developed and completed prototype aircraft. That process led to the selection of Lockheed Martin as the JSF manufacturer in 2001. In 2002, Canada joined the System Development and Demonstration phase with an investment of (US)$100 million, with an additional (US)$50 million contributed through federal Canadian technology investment programs. This phase runs through 2015. In 2003, the United States invited the current partners to participate in the Production, Sustainment and Follow-on Development phase of the program, and in December 200, Canada signed the JSF Production, Sustainment and Follow-on Development Memorandum of Understanding. DND projects the cost to Canada for this phase to be about (US)$551 million from 2007 to 2051. [DND, “Canada’s Next Generation Fighter Capability: The Joint Strike Fighter F-35 Lightening II.” http://news.gc.ca/web/article-eng.do?m=/index&nid=548059.]

“Government of Canada Invests in R&D Technology for Joint Strike Fighter Program, 2 September 2008.” Government of Canada News Centre. http://news.gc.ca/web/article-eng.do;jsessionid=ac1b105330d514fd77ad446b41fd90d7edcb1f04e3ec.e38RbhaLb3qNe38TaxuMa3qOay0?crtr.sj1D=&mthd=advSrch&crtr.mnthndVl=7&nid=417259&crtr.dpt1D=&crtr.tp1D=&crtr.lc1D=&crtr.yrStrtVl=2002&crtr.kw=joint%2Bstrike%2Bfighter&crtr.dyStrtVl=1&crtr.aud1D=&crtr.mnthStrtVl=1&crtr.yrndVl=2010&crtr.dyndVl=23

For a broader view of the JSF and F-35 program, including costs, see: Kenneth Epps, “Why Joint Strike Fighter aircraft? Program costs rise and benefits carry risks,” Ploughshares Briefing 10/3, August 2010. http://www.ploughshares.ca/libraries/Briefings/brf103.pdf.

[2] Alan Williams, “Open Competition Needed For Canada’s New Fighter Aircraft Procurement Says Former Senior Procurement Official,” in David Pugliese’s Defence Watch. July 27, 2010. http://communities.canada.com/ottawacitizen/blogs/defencewatch/archive/2010/07/27/open-competition-needed-for-canada-s-new-fighter-aircraft-procurement-says-former-senior-procurement-official.aspx.

[3]  “F-35 fighter strategy tug-of-war,” Politics and the Nation, Vancouver Sun Blog (7 October 2010). http://communities.canada.com/vancouversun/blogs/politics/archive/2010/10/07/f-35-fighter-strategy-tug-of-war.aspx

[4] “F-35 fighter strategy tug-of-war,” Politics and the Nation, Vancouver Sun Blog (7 October 2010). http://communities.canada.com/vancouversun/blogs/politics/archive/2010/10/07/f-35-fighter-strategy-tug-of-war.aspx

[5] May 27, 2010. http://www2.parl.gc.ca/HousePublications/Publication.aspx?Language=E&Mode=1&Parl=40&Ses=3&DocId=4559699#Int-3187519.

[6] Paul Turenne, “PM defends F-35 purchase,” Winnipeg Sun, 7 October 2010. http://www.winnipegsun.com/news/canada/2010/10/07/15623516.html#/news/winnipeg/2010/10/07/pf-15620691.html.

Exploring post-2011 military deployments in peace support operations

Posted on: June 10th, 2010 by Ernie Regehr

A combination of the national interest, prosperity and stability at home, and decades of peacekeeping experience means that Canada will continue to offer and be called upon to support multilateral missions to advance international peace and security after 2011 and the withdrawal of combat troops from Afghanistan.

It is likely that most future Canadian participation in multilateral peace operations will not be much easier or more obviously successful than has been the intervention in Afghanistan. Peace operations, after all, are by definition mounted in extraordinarily difficult circumstances – where even after peace agreements are signed, state governance remains dangerously fragile, economies are shattered, security forces are seriously compromised, and political loyalties are complex and frayed.

Getting beyond that kind of perilous frailty to arrive at the stability and security that a peace agreement promises is obviously seen by the international community to be aided by multilateral peace operations that are increasingly multidimensional but still dominated by military security assistance forces. The numbers confirm the faith put in peace support missions. Currently there are more than 100,000 police and military personnel serving in 15 UN-managed or -commanded missions, another 100,000 in UN-authorized but not UN-commanded missions, and another 130,000 in Iraq – that is, well over 300,000 security personnel, joined by large numbers of civilians and non-governmental workers, are now deployed throughout the world in missions that are formally dedicated to the restoration of peace and stability in locations of serious instability.[i]

The House of Commons Standing Committee on National Defence (NDDN) is currently conducting a study on the future of such “peace operations” and the role of Canadian Forces in them. In the process it will face the basic question, not whether to be engaged in the future, but under what circumstances Canada should once again venture into such risky endeavors. As important will be the question of the appropriate mix of military and civilian contributions. While the NDDN Committee is appropriately focused on the role of Armed Forces in peace support operations, the context in which those Forces function has everything to with a broad range of non-military conditions and programs.

There are compelling arguments in favor of Canadian involvement in such operations and especially in favor of shifting the balance within those operations sharply toward the multidimensional civilian efforts that are widely and rightly understood to be critical to success.[ii]

1. The Canadian national interest:

The security and well-being of Canada and Canadians are inextricably linked to global stability and prosperity. We rely on an international order that respects Canadian sovereignty and territorial integrity; we want and need an order that functions according to broadly accepted rules and international law. So Canada necessarily has a history of responding to security concerns beyond our borders, not only when our interests are directly threatened, but also when there are serious strains on the stability of the international system on which we ultimately depend. Importantly, the Canadian interest is also shaped by a core value that commits us to coming to the aid of the world’s most vulnerable – partly because chronic human suffering undermines confidence in and respect for a rules based order and thus undermines our vital security interests, but also because we simply recognize ourselves as constituents of a common humanity.

2. Privilege and responsibility:

Canada’s contributions to international peace and security are rooted in this country’s extraordinary prosperity and the climate of durable peace and stability at home. Blessed not only by domestic peace and stability but also by a safe and stable neighborhood, Canada comes to the world stage with significant resources, and responsibilities, available to try to advance beyond our borders the kinds of enviable conditions that prevail within them.

3. A diverse security toolkit:

The fact that Canada does not face imminent or foreseeable military challenges to its sovereignty, territorial integrity, or internal order means that it enjoys considerable flexibility in considering the best ways and means of addressing security challenges beyond our borders. In other words, because Canada is not burdened by the need to maintain high levels of military forces for security at home, our international peace and security toolkit need not be dominated by military preparedness. We have options—we can decide on the most effective ways to deploy resources abroad in response to contemporary security threats. Canada is thus in an excellent position to make the kinds of multidimensional contributions to international peace and security that a succession of witnesses to the Committee has said are essential. The civilian-driven UN-managed peace operations are best suited to embracing this multidimensional approach.

4. Addressing day-to-day insecurities:

It should go without saying that contributions international peace and security should ultimately be responsive to the insecurities experienced by people on a daily basis – those insecurities are most prominently in the form of unmet basic needs, political exclusion, denied rights, social and political disintegration, and the criminal and political violence that invariably attend such conditions. It follows then that the most urgent requirement is to build the favorable social, political, economic, and law enforcement conditions that can mitigate these insecurities.

This in turn means that security preparedness involves much more than military capacity. A comprehensive Canadian approach to international peace and security requires attention to, and funding for:[iii]

  • Development – to reduce poverty and generate economic conditions conducive to sustainable human security;
  • Democracy – to promote good governance, political inclusiveness, and respect for human rights;
  • Disarmament – to limit the availability of weapons, especially to non-state groups;
  • Diplomacy – to pursue the peaceful settlement of disputes;
  • Defence – to restore and maintain stability through military contributions to multilateral peace support operations.

This “5-D” approach is widely understood as the logical response to the Security Council’s insistence on “a comprehensive approach to address the situation in Afghanistan” and its recognition that “there is no purely military solution to ensure the stability of Afghanistan,”[iv] but neither the financial nor diplomatic/political resources devoted to Afghanistan and some other peace support operations reflect that understanding.

eregehr@ploughshares.ca

Notes

[i] “United Nations Peacekeeping,” The UN Department of Peacekeeping Operations. http://www.un.org/en/peacekeeping/currentops.shtml.

Annual Review of Global Peace Operations 2010. A project on the Center on International Cooperation, “2009 Non-UN-Commanded Military and Observer Missions,” Lynne Rienner Publishers, 2010, p. 174 and 176.

[ii] The Director General of the Stabilization and Reconstruction Taskk Force at Foreign Affairs recently told NDDN: “Today, peace operations are multi-dimensional, and demand a variety of expertise beyond military actors, to include civilian expertise and capacity. …[T]oday’s peace operations are called upon to address not only the protection of civilians but also to provide security for locations, advance peace processes and implement peace agreements, encourage reconciliation and investigate human rights violations, monitor and respond to the illegal movement of arms and natural resources, disarm and demobilized combatants, and so forth.” Elissa Goldberg Testimony, May 27, 2010.

http://www2.parl.gc.ca/CommitteeBusiness/StudyActivityHome.aspx?Cmte=NDDN&Language=E&Mode=1&Parl=40&Ses=3&Stac=3099330.

[iii] Ernie Regehr, “Reshaping the security envelope,” International Journal, Autumn 2005, pp. 1033-1048.

[iv] UNSC Resolution 1917 (2010), 22 March 2010. http://daccess-dds-ny.un.org/doc/UNDOC/GEN/N10/283/38/PDF/N1028338.pdf?OpenElement.

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Military spending as “weaponized Keynesianism”

Posted on: September 12th, 2009 by Ernie Regehr

The inimitable Barney Frank had it about right when he allowed that he “would be very happy if there was some way to make it a misdemeanor for people to talk about reducing the budget without including a recommendation that we substantially cut military spending.”[i]

The Massachusetts Congressman’s wishful thinking came to mind when President Barak Obama warned in his health care speech to a joint session of Congress that if nothing is done “to slow [their] skyrocketing costs, we will eventually be spending more on Medicare and Medicaid than every other government program combined.  Put simply, our health care problem is our deficit problem.  Nothing else even comes close.”[ii]

But, given the “skyrocketing” costs of the US security establishment and its wars in Afghanistan and Iraq, there actually is something that comes close.

At the moment the annual rate of US Defence spending, $726 billion (including costs of the wars in Iraq and Afghanistan), is well ahead of the $687 billion for Medicare and Medicaid, but the President is right inasmuch as federal US health spending is projected to grow at almost four times the rate of defence spending. US Government budgetary projections see defence growth of 25% by 2019, compared with a projected 40% growth over the same period in overall federal government spending and a whopping 95% jump in Medicare and Medicaid spending.[iii]

There seems little doubt that US health care costs require attention, but that ought not to suggest business as usual at the Pentagon. The comparatively modest 25% projected rise in US defence spending over the next 10 years (substantially lower than the rate of overall government spending increases) is misleading because it is calculated on a base year that comes at the end of eight years of extraordinary defence spending increases.

As US defence analyst William Hartung of the New America Foundation put it in testimony to the US House Armed Services Committee:

“The Pentagon’s baseline budget rose by 82% between FY 2002 and FY 2009, after adjusting for inflation. Add to that the costs of the wars, and we are now spending more in real terms than we have spent at any time since World War II – more than at the height of the Vietnam War, more than at the height of the Korean War, and more than at the peak of the Reagan buildup of the 1980s. In light of the current economic crisis and the competing demands to fund health care, alternative energy, civilian infrastructure, more robust diplomacy, and other domestic and foreign policy priorities, these levels of military spending are no longer sustainable.”[iv]

The Stockholm International Peace Research institute also reports and confirms that current US defence spending outstrips all the excesses of the Cold War and is at its highest level (in real terms adjusted for inflation) since World War II.[v] So not only do the next 10 years not promise a retreat from the extreme heights of the Bush global war on terrorism, but the expectation is that the extreme will grow by a quarter.

Of course, the defence lobby, or to use Dwight Eisenhower’s more descriptive phrase, the military-industrial-complex, insists that defence spending ought to be regarded, not as an economic burden but as an economic stimulus. As Barney Frank sums it up, it is a kind of “weaponized Keynesianism that says military spending is important because it provides jobs and boosts the economy.”

In Canada military Keynesiansim has an enthusiastic advocate in Senator Colin Kenny: “If the Harper government wants to create jobs, it would be far better off to invest more in Canadian Forces….By honouring [the] promise [to modernize the Canadian Forces], the government could go a long way toward solving the jobs crisis it is currently faced with”[vi] (emphasis added!).

Happily, more sober voices are available. A 2007 University of Massachusetts paper found that while $1 billion in US defence spending generates 8,555 jobs, the same amount spent on mass transit and education generates 19,795 and 17,687 jobs respectively – in other words, more than twice as many jobs could be created by cutting defence spending and using the money on civilian programs that would return a long-term benefit to society.[vii]

The Massachusetts study[viii] concludes:

“…[T]here is a great deal at stake as policy makers and voters establish public policy spending priorities….[B]y addressing social needs in the areas of health care, education, mass transit, home weatherization and infrastructure repairs, we would…create more jobs and, depending on the specifics of how such a reallocation is pursued, both an overall higher level of compensation for working people in the US and a better average quality of jobs.”

Another study compares spending on environmental cleanup and combating global warming, routinely understood as drains on an economy, with spending on the Iraq war and military spending generally.[ix] The measured conclusion is:

“The long-run effects of increased military spending are likely to have a comparable impact on the economy as similar sized spending increases devoted to environmental purposes. One important difference is that the environmental spending may have the character of investment. For example, if increased insulation leads to reduced demand for energy at some future point, then this will mean that spending on energy will drain less money from the economy. This will free up money to be spent on other purposes, which should mean that the economy will be stronger than would otherwise be the case. There is no comparable economic dividend from military spending. (It is possible that both environmental and military spending will lead to spin-off inventions that could have substantial economic benefits for other sectors, but there is no reason in general to expect more such spin-offs with one type of spending than the other.)”

In the case of Canada, SIPRI’s 2009 Yearbook still ranks this country as the 13th highest military spender on the planet, and the current level of military spending at about $20 billion is more than 60% higher (after inflation)[x] than it was in 2001. Of course, US military spending is a few, make that many, orders of magnitude beyond Canadian spending, but both the US and Canada face unsustainable budgetary deficits – so here’s hoping that, in both cases, budget reductions will follow a Barney Frank formula rather than that of the military Kenyesians.

eregehr@ploughshares.ca

Notes

[i] Barney Frank, “Cut the Military Budget,” The Nation, 2 March 2009.http://www.thenation.com/doc/20090302/frank.

[ii] Remarks by the President to a joint session of Congress on Health Care. U.S. Capitol, Washington, 9 September 2009. http://www.whitehouse.gov/the_press_office/Remarks-by-the-President-to-a-Joint-Session-of-Congress-on-Health-Care/.

[iii] Updated Summary Tables May 2009. Budget of the US Government, Fiscal Year 2010. Table S-3. Baseline Projection of Current Policy by Category.http://www.gpoaccess.gov/USbudget/fy10/pdf/summary.pdf.

[iv] William D. Hartung, Congressional Testimony, 2 April 2009 (House Armed Services Committee Subcommittee on Terrorism, Unconventional Threats and Capabilities.http://www.newamerica.net/publications/resources/2009/terrorism_and_new_age_irregular_warfare_challenges_and_opportunities.

[v] SIPRI Yearbook 2009: Armaments, Disarmament and International Security,  Stockholm International Peace Research Institute and Oxford University Press, 2009), p. 184.

[vi] Colin Kenny, “Don’t touch defence spending,” Canwest, 14 November 2008.http://www.liberalsenateforum.ca/In-The-Senate/Publication/1928_Dont-touch-defence-spending.

[vii] Reported by Winslow T. Wheeler, a longtime security affairs analyst on Capitol Hill, in “Save the Economy by Cutting the Defense Budget,” counterpunch, 27 January 2009.http://www.counterpunch.org/wheeler01272009.html.

[viii] Robert Pollin and Heidi Garrett-Peltier, The U.S. Employment Effects of Military and Domestic Spending Priorities, Department of Economics and Political Economy Research Institute, University of Massachusetts, Amherst, October 2007.http://www.peri.umass.edu/fileadmin/pdf/other_publication_types/PERI_IPS_WAND_study.pdf.

[ix] Dean Baker, The Economic Impact of the Iraq War and Higher Military Spending, Center for Economic and Policy Research, Washington, May 2007.http://www.cepr.net/documents/publications/military_spending_2007_05.pdf.

[x] Government of Canada, Department of Finance, Fiscal Reference Tables. http://www.fin.gc.ca/frt-trf/2008/frt08_e.pdf.

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Towards an international commission on the resort to force

Posted on: July 27th, 2009 by Ernie Regehr

Traditionally, when Canadian Governments have had no convincing idea of what to do on a particular issue, or when they’ve known what should be done but just didn’t want to do it, their preferred option has been to appoint a Royal Commission to study the matter – often with constructive and useful results.

The international community seems to have reached that same point of immobilizing uncertainty when it comes to the collective deployment of military force in support of peace and security in situations of serious conflict – so, perhaps it’s time for another international commission.[i]

In fact, Canada, with a history of involvement in UN Peacekeeping and UN-approved (and not approved, as in Kosovo) peace support operations, is well-positioned to encourage the international community to engage broad questions of the utility and the limitations of collective force, the conditions that have to be in place for it to be effective, as well as the methodologies or rules of engagement that should guide the multilateral resort to force under Chapter VII of the UN Charter.

One obvious context for such a study would be Afghanistan. The resort to force has certainly been prominent, and the failure to advance Afghan security has been just as prominent.[ii] Furthermore, few would argue that this insecurity could be overcome simply through the application of still more military force – that being the point of the now widely shared recognition that the war in Afghanistan will not end with a military victory over the insurgents. At the same time, it is also a widely shared view that the withdrawal of foreign military forces now would risk the precipitous descent of Afghanistan into generalized civil war with even more devastating consequences for Afghans.

Indeed, this description of conditions, prospects, and risks in Afghanistan broadly conforms to post-Cold War experience in both counterinsurgency[iii] and peacebuilding. Sri Lanka joins some other exceptions to the rule, but it remains the fact that insurgencies are only rarely defeated on the battlefield.

One key lesson from post Cold War military peacekeeping, robust and otherwise, is that international intervention forces depend on key non-military conditions and measures for them to be effective in advancing the safety and well-being of vulnerable people and fragile governments: a broad political consensus or at the very least the active pursuit of one; a host government capable of establishing and renewing its basic legitimacy; economic and social measures that make a discernable difference to the lives of people; and disarmament, that is, a visible and credible effort to gather and control instruments of violence.

Domestic law enforcement is a relevant analogy inasmuch as it too, or especially, is most successful when it is bolstered by a basic consensus as to the rightness or justness of those laws, and when the law-making institutions themselves are regarded as legitimate. In other words, a society can function in accordance with the rule of law when the people overwhelmingly give their consent and voluntary compliance because they believe that to do so is better for everyone, including themselves. The resort to force is thus reserved for the exceptions, for the spoilers.

But, of course, UN-mandated interventions tend to be ordered when there is a catastrophic absence of national consensus and when public institutions have manifestly lost public confidence. Thus, international interventions are by default guided by the basic premise that when this kind of political consensus and trust in public institutions are absent it is a deficiency that can be over-ridden by sheer force. But experience calls that premise into questions. In the absence of a concerted focus on political, governance, economic, social and disarmament measures that are designed to gradually build collective trust, it is genuinely naïve to assume that military forces, no matter how robust, will be able to force consent and thus compliance. Afghanistan is in the process of demonstrating the point.

On the methodology question, the security community continues to be torn on the relative merits of, on the one hand, search and destroy operations against mobile insurgents and, on the other, geographically focused efforts to secure areas and communities where there is a reasonable prospect that it can be sustained. [iv] In Afghanistan, it must be said, the tide may be turning toward the latter.

A recent ICG report argued that international forces “should focus on securing and protecting population centres and roads rather than on large-scale sweeps through areas with a limited Afghan institutional presence.”[v] Canadian officials were also recently reported as saying the focus will increasingly turn to reinforcing security in communities where it can be sustained and allow reconstruction to take hold, rather than expending military resources in pursuing Taliban in far-flung areas of the province where, even if they are located and driven out, there is no possibility of maintaining a continuous presence.[vi]

The UN Secretary-General’s most recent report takes up the issue of military methodology, especially the use of air power and civilian casualties: “It is critical that this fight be conducted in a way that weakens the terrorist threat and boosts popular support. I am profoundly concerned about the risk posed by an increase in civilian casualties and by a type of military conduct that alienates the population from the international community.”[vii]

Similarly, the US General who now heads ISAF has issued a new “tactical directive,” making the point that international forces “must avoid the trap of winning tactical victories – but suffering strategic defeats – by causing civilian casualties or excessive damage and thus alienating the people.[viii]

So, what would a commission on multilateral military intervention look into? Well, it would look into these very questions of the utility, limitations, conditions, and methodology of multilateral intervention.

In a recent discussion hosted by the Canadian Council for International Cooperation, Canadian NGOs working in conflict zones agreed that the international community would benefit from a collective study that focused on “the efficacy of, limitations of, and institutional arrangements for the military component of UN-led and UN-authorized peace operations.  This would include examining much more closely and systematically the role of multilateral security forces under a Chapter VII mandate for the direct protection of civilians with a view to developing doctrine, standard operating procedures and training.”

The International Commission on Intervention and State Sovereignty concluded that in extraordinary circumstances the responsibility to protect vulnerable people from crimes against humanity would have to include the collective resort to force. Now it is time for a successor commission to examine the methodologies and conditions needed to make the resort to force a genuinely constructive contribution to the pursuit of peace and stability in failed or failing states and in support of the safety and well-being of vulnerable people.

eregehr@ploughshares.ca

Notes


[i] International commissions are almost as ubiquitous as Canadian Royal Commissions once were. Their impact, which is mixed, is explored in:  Andrew Cooper, John English, and Ramesh Thakur, International Commissions and the Power of Ideas, United Nations University Press, 2005.

[ii] The most recent Secretary-General’s report on “The Situation in Afghanistan” (A/63/892-S/2009/323, 23 June 2009) is straight forward in its overview: “The security situation has continued to deteriorate” (para 6).

[iii] The well known and oft quoted study by Seth Jones for the Rand Corporation, How Terrorist Groups End, examined almost 650 terrorist groups from 1968 to 2008. Of those, 268 ended during that period, and the report offers what its authors call “stark” results: “Terrorist groups end for two major reasons: members decided to adopt nonviolent tactics and join the political process (43 percent), or local law-enforcement agencies arrest or kill key members of the group (40 percent) (pp. 18-19). Only seven percent of the groups were defeated by military means. Most groups in the study were relatively small urban organizations and thus not amenable to military action or attacks, but clearly amenable to police and law-enforcement action. (The study defines “terrorism” as  involving “the use of politically motivated violence against noncombatants to cause intimidation or fear among a target audience” – p. 3. Only non-state groups are counted, although the authors acknowledge that states do a times engage in the same kinds of acts – but the current study was confined to looking at non-state groups.) In 10 percent of the cases the “terrorist” groups achieved their aims (an example of the latter being the ANC of South Africa). Indeed, the larger the groups were, the more likely they were to achieve their goals – among large and very large groups, 35 percent and 20 percent respectively achieved their aims. The study also found that the prospects for effective military action against groups increased the larger the groups were. So, larger groups, like the Tamil Tigers and the Taliban of Pakistan and Afghanistan, are at the same time more vulnerable to military defeat and more likely to achieve their goals. Even so, the Rand study found that among large and very large groups, only 12 percent and 15 percent respectively ended because they were militarily defeated. [Seth G. Jones and Martin Libicki, How Terrorist Groups End: Lessons for Countering al Qa’ida, Rand Corporation 2008, 225 pp.http://www.rand.org/pubs/monographs/2008/RAND_MG741-1.pdf.]

The 2008 edition of the annual peace process yearbook produced at the University of Barcelona comes to similar conclusions in its examination of 78 armed conflicts dating from the 1970s, of which 33 had ended (another 15 were in the process of being resolved, while the rest remained active). Of the 33 that had ended, 27 (or 82%) ended through negotiated peace agreements, while 6 (or 18%) were ended militarily (in five cases the Governments won, and in one the “rebel force” won – that case being the Rwandan Patriotic Front).[Vicenç Fisas, 2008 Peace Process Yearbook, School for a Culture of Peace, University of Barcelona, 1988. http://reliefweb.int/rw/lib.nsf/db900sid/SODA-7GB8PS/$file/08anuarii.pdf?openelement.]

And a 2004 issue of the Journal of Peace Research focused on the “duration and termination of civil war,” also concluded that the military defeat of rebel groups is the exception in civil wars. Many factors are obviously involved, but because rebels or insurgents can win by not losing – that is, to be successful in pressing their case they have to be able to prolong war, not win it – they are able to force governments into negotiations and then to continue the pursuit of their objectives through political processes. And, by the way, the evidence also suggests that as insurgent or rebel groups enter into negotiations, their demands tend to moderate over time, yielding to accommodation and compromise. [“Duration and Termination of Civil War,” Journal of Peace Research, Vol. 41, No. 3. 3 May 2004. http://jpr.sagepub.com/cgi/content/abstract/41/3/243.]

[iv] For example: “Consolidating security and advancing well-being in areas of the country nominally under Government control are critical to prevent the civil war from spreading. So, what is needed is ongoing security assistance to protect reconstruction outside the current war zones and to train and reform Afghan forces—not for counterinsurgency war, but to provide security services that win the trust of local communities.” Ernie Regehr, “A peace to keep in Afghanistan,” The Ploughshares Monitor, Spring 2008, volume 29, no. 1.

[v] “Afghanistan: New U.S. Administration, New Directions.” International Crisis Group, Asia Briefing N°89, 13 March 2009. http://www.crisisgroup.org/home/index.cfm?id=6007&l=1.

[vi] “Canadian officials are planning to direct aid to the most receptive neighbourhoods in and around Kandahar city, leaving out places deemed too far-flung or ‘empathetic’ to the Taliban insurgency….[O]fficials said past mistakes have taught them to apply a ‘direct focus on specific, small areas.’ The intent is to provide the villages enough security and assistance to allow normal daily life to unfold as the Afghan government intends – something that happens in very few places at present….’We can’t be everywhere at once, so where do we want to be?’ said Lieutenant-Colonel Carl Turenne, the base’s military commander. Delivering aid to key areas of Kandahar city, he said, will likely prove a better investment than setting up outposts in restive rural regions. Several such bases were set up by Canadian soldiers a couple of years ago in hope of taking the fight into outlying regions. But many have since been abandoned or dismantled after proving to be lightning rods for insurgent attacks.” [Colin Freeze, “Canada to focus efforts on Kandahar city,” The Globe and Mail, 21 May 2009. http://www.theglobeandmail.com/news/world/canada-to-focus-efforts-on-kandahar-city/article1143158/]

[vii] Para 57 (see note ii).

[viii] NATO/ISAF. Tactical Directive. 6 July 2009. International Security Assistance Force, Headquarters, Kabul.http://www.nato.int/isaf/docu/official_texts/Tactical_Directive_090706.pdf.

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Revisiting, and Reviving, the Responsibility to Protect (R2P)

Posted on: July 17th, 2009 by Ernie Regehr

The UN General Assembly will take up the doctrine of the “responsibility to protect” next week, reviewing the Secretary-General’s 2009 report[i] on implementation and launching a general debate. It may only be more words, but this is an issue on which words can really be a matter of life and death.

Since it was formally adopted at the 2005 Summit meeting of the General Assembly, R2P has been a doctrine honored rather more in principle than in practice. The victims of that continuing abstraction are well known. Today they live and die especially in Afghanistan, the Congo (Kinshasa), Iraq, Somali, Sudan, and Zimbabwe – these being among the locations where people are still prominently targets of at least one of the four key crimes from which the people of the world were promised protection through R2P – genocide, war crimes, ethnic cleansing, crimes against humanity.

In each case the national Government is manifestly failing to protect its own people, often for myriad reasons that are certainly not all of their own doing or not doing, and in each case the international community is having only spotty, if any, success in effectively protecting people in extraordinary peril.

Those who bear the brunt of those crimes are unlikely to be heartened by the prospect of another debate at the United Nations, but without debate, without some concerted diplomatic, political, and intellectual push to forge new ways of, and commitments to, responding, their particular crises will only deepen and others will be added.

A core suspicion that still attends R2P debates is the worry that the noble objective of protecting vulnerable people will simply be appropriated by the big powers as one more justification for their interference in the affairs of smaller and weaker states. But, at the same time, the main impediment to operationalizing R2P with some measure of consistency is the reluctance of those same big powers to accept any binding obligation to intervene on behalf of vulnerable people outside their own jurisdiction.

One positive consequence of this mutual wariness of intervention is that the doctrine’s attention to non-military remedies has been strengthened. The 2005 UN Summit, which formalized the R2P principle or doctrine, places the primary responsibility for protecting people on national governments, the sovereignty as responsibility principle. When states “manifestly” fail in meeting that responsibility, the international community then has the responsibility to use “diplomatic, humanitarian and other peaceful means, in accordance with Chapters VI and VIII [regional multilateral organizations] of the [UN] Charter,”[ii] to come to the aid of those threatened with genocide, war crimes, ethnic cleansing, or crimes against humanity.

And only when those peaceful means are clearly failing does the R2P doctrine allow for (it does not require it), with Security Council approval according to the Charter, more coercive measures under Chapter VII – and even in those cases the debate centres increasingly on the imposition of nonmilitary coercion through measures like diplomatic and economic sanctions and arms embargoes before accepting, as the Secretary General puts it, “the application of coercive force in extreme situations” that relate specifically to any of the four crimes covered by the R2P doctrine.

The R2P principles are by now well established, thus, as the Secretary General (SG) points out in his report, “the task ahead is not to interpret or renegotiate” this doctrine, but it is “to find ways of implementing [it] in a fully faithful and consistent manner” (para 2).

But faithful and consistent implementation of the responsibility to protect is impeded by a “paucity of will” (para 63) that is rooted in part in that extreme reluctance of the major powers to allow themselves to be formally bound to act in response to unforeseeable external circumstances. That reluctance has resulted in a refusal to clearly define the conditions, the warning signs, that should trigger specific actions in a process of gradually escalating responses to escalating conflict and growing vulnerability. In fact, the SG’s report, probably anticipating the resistance, specifically rejects the pursuit of “a rigidly sequenced strategy or tightly defined ‘triggers’ for action” (para 50).

At the same time, the SG’s report makes an important case for undertaking investigations and fact-finding missions “early in a crisis” (para 53) as part of an early warning and response process. But for that to happen early on and consistently in an environment that generally lacks the political will to act, there is a need for some way to trigger such investigations that is not dependent on a heavily politicized decision-making process. The Security Council, General Assembly, and Human Rights Council, for example, all have investigative powers, but there is not a process that automatically triggers or mandates investigations when certain conditions obtain. In the absence of such triggers to launch investigations, responses remain subject to highly politicized decisions on a case-by-case basis. As a result the international community will continue to avoid acting in too many cases – to the extraordinary peril of vulnerable people in the affected countries or regions.

The need for certain kinds of reasonably objective triggers for action is reinforced by a study reported in the Washington Post which indicates a general tendency for individuals and the public to react much more strongly and to show greater concern for small-scale suffering than large-scale suffering. The more victims, it seems, the easier it is to look the other way. It is a phenomenon similar to the impact of changes brought by a small amount of light – the difference between darkness and a five watt bulb is dramatic; the difference between a 90 watt bulb and a 100 watt bulb is hardly noticeable, even though the latter change is twice the watts of the former.[iii]

The coming General Assembly debate will not be decisive for the millions who still face threats of genocide, war crimes, ethnic cleansing, or crimes against humanity. It will nevertheless be an opportunity for states to reaffirm the basic principle of sovereignty as responsibility and to reaffirm the international community’s obligations toward vulnerable people. Above all, it should mark a transition from abstract principle to efforts to carefully track abuses and to delineate avenues of concrete, consistent action – in short, the words should ultimately lead to saved lives.

eregehr@ploughshares.ca

Notes

[i] United Nations. “Implementing the responsibility to protect,” Report of the Secretary-General. 12 January 2009. Follow-up to the outcome of the Millennium Summit (A/63/677).http://www.un.org/ga/search/view_doc.asp?symbol=A%2F63%2F677&Submit=Search&Lang=E.

[ii] Repeated in para 1 of the Secretary General’s report (2009).

[iii] Shakar Vedantum, “Mass Suffering and Why We Look the Other Way,” Washington Post, 5 January 2009.http://www.washingtonpost.com/wp-dyn/content/article/2009/01/04/AR2009010401307.html


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Peacekeepers or Warfighters?

Posted on: April 22nd, 2009 by Ernie Regehr

That was the debate question at a recent “wars with words” session at the Canadian War Museum.[i] The debaters were Major-General (ret’d) Lewis MacKenzie and myself. What follows is a slightly abbreviated version of my opening statement.

It’s clear that historically, Canada has been prominently and sacrificially engaged in both peacekeeping and warfighting. And it probably isn’t controversial to say that in Afghanistan today the men and women of the Canadian forces are again called on to serve in both roles – but saying that certainly implies an evolved and expansive definition of peacekeeping.

I take that term to include multilateral operations from consent based “peacekeeping” to “peace enforcement” in more hostile environments. The UN DPKO’s Principles and Guidelines Document describes the former as “a technique designed to preserve the peace, however fragile, where fighting has been halted,” and the latter as “the application, with the authorization of the Security Council, of a range of coercive measures, including the use of military force” to restore peace and security.[ii]

And, it is important to add, whatever the terminology or the mission, military contributions to peacekeeping are dangerous and always and ultimately dependent on the courage and willing service of skilled and dedicated men and women of national military forces.

A defining feature of peacekeeping, both as monitoring and enforcement,[iii] is that it is necessarily accompanied by a range of political, economic, and social measures,[iv] notably as institution-building efforts.[v] That is why, when Canada is deciding whether to participate in a particular Chapter VII mission, Foreign Affairs considers whether “the peacekeeping operation will take place alongside a process aimed at a political settlement to the conflict.”[vi] [vii]

The military element of peacekeeping is multilaterally authorized intervention designed to support the political settlement of conflict – it is not an alternative to political process. And that is a primary way in which it differs from “warfighting.” Rather than being designed to facilitate or support the political resolution of conflict, warfighting is designed to over-ride politics by dint of force and to impose, rather than negotiate, an outcome.

For example, when the international community forced Iraq out of Kuwait in 1991 it clearly set aside political process and negotiation and Security Council diplomacy in favor of war – and, in the process, it must be said, it upheld a key principle of international law and produced the primary desired outcome, one which has proven sustainable.

So that’s roughly how I understand the distinction between “peacekeeping and warfighting” – the former is an aid to political process, the latter over-rides it.

The salient question now is not which Canada has done more of, or which it is best at. Instead, the following argues that in the future Canada should focus particularly on peacekeeping as a model in its military contributions to international peace and security. Two basic considerations are invoked: a) the vital interests of Canada; and b) the very real limits to the utility of military efforts to impose sustainable peace and security outcomes.

The Canadian interest

I think it is widely agreed that the security and well-being of Canada are inextricably bound up with global stability and prosperity. We rely on an international order that respects Canadian sovereignty and territorial integrity; we want and need an order that functions according to broadly accepted rules or international laws. So Canada necessarily has a history of responding to security concerns beyond our borders, not only when our interests are directly threatened, but also when there are serious strains on the stability of the international system on which our security and prosperity ultimately depend.

Importantly, the Canadian interest is also shaped by a core value that commits us to coming to the aid of the world’s most vulnerable – partly because chronic human suffering undermines confidence in and respect for a rules based order and thus undermines our vital security interests, but also because we simply recognize ourselves as constituents of a common humanity.

Limits to force

The difficult question is when and how does the collective resort to force make an effective contribution to advancing those objectives?

The skilled use or threat of force can, on its own, achieve certain kinds of objectives efficiently and decisively – e.g. to depose a regime (Afghanistan 2001, Iraq 2003), to facilitate humanitarian assistance (Baidoa/Somalia 1992), and to reverse aggression (Iraq/Kuwait 1991).

But the successes also display the limits.

  • The destruction of the regime in Iraq could not be followed up with the timely creation of a new political order and effective protection of a vulnerable population.
  • The expulsion of the Taliban regime was followed by the early establishment of a new government, but military forces now are not managing to protect vulnerable people or entrench that new order throughout the country.
  • The delivery of humanitarian assistance in Somalia saved many lives but also dispersed insecurity to hitherto relatively safe parts of that country.
  • The 1991 Gulf War led to the disastrous Shia revolt in southern Iraq (on mistaken assumptions of a weakened Saddam and of American support), followed by brutal repression (many thousands killed, habitat destroyed, IDPs).

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Moreover, and this is the key point, there are conditions in which the limitations of force cannot be overcome simply by deploying more of it. To be effective in advancing political and institution-building objectives in intra-state settings, effective military force depends on the simultaneous attention to political process, along with governance, development, and other peacebuilding efforts. Indeed, if those accompanying measures are not actively pursued, the escalation of force is much more likely to lead to the escalation of violence without advancing the strategic or over-riding objectives.

There is a relevant parallel in domestic law enforcement – the operations in Afghanistan, Iraq, the DRC, and other places are after all substantially about restoring domestic order and law enforcement.

Even in our own stable societies, it is true that the domestic threat and use of force are a factor in generating confidence that the rule of law will prevail. But it is also critically important that law enforcement takes place in the context of strong public belief in the rightness of the law, broad confidence in the justice system overall, and acceptance of the legitimacy of the government. In such conditions, enforcement is largely directed toward the exceptions, the spoilers.

Take away confidence in the justice system and public institutions generally and voluntary consent erodes and society quickly becomes ungovernable. And when that happens, simply adding more police will not convert that society into a compliant and stable order – not if the people distrust both the law and the enforcers. When genuine grievance and utter distrust of the authorities are combined with ready access to guns, the inevitable result is the escalation of violence, well beyond isolated spoilers, and the disintegration of public order.

Peacekeeping

The relevance of all this for the peacekeeping-vs-warfighting discussion I think is found in the basic reality that the pursuit of stability and respect for the rule of law requires enforcement to be linked to the nurture of public trust – which in turn requires efforts to build political consensus, to build up the legitimacy of public institutions, and to meet the expectation that enforcement is driven by basic fairness.

I take that multi-dimensional approach to be the essence of peacekeeping – that is, the use of military forces in combination with political and economic measures to gradually build a stable and sustainable society and to deliver on the expectation that the spoilers will be dealt with.

In the many situations in which high levels of chaos and violence prevail, these political and economic measures are obviously extremely difficult to advance, but it is also not realistic to assume that military force alone will be able to force compliance. In such circumstances perhaps the best short-term hope is that key national institutions can be protected and the most egregious of emerging humanitarian needs can be met while political efforts are intensified to forge a new and inclusive political consensus. Any effort to substitute political engagement with intensified militarily action to defeat those outside the consensus is likely to be doomed to failure and entrenched warfare.

Indeed, that is the conclusion of a Rand study (Seth Jones)[viii] – “How Terrorist Groups End.” Of 268 groups that ended over a period of almost 40 years (1968-2006):

  • 40% “were penetrated and eliminated by local police and intelligence agencies”;
  • 43% “reached a peaceful political accommodation with their government” (in negotiations they moved to progressively narrower demands);
  • 10% won;
  • Only in 7% of the cases was military action the primary or decisive force in the ending of terrorist groups.

A University of Barcelona study[ix] looked at 80 civil and interstate armed conflicts, and of those that ended during that period (just over half):

  • 15% ended through victory of one side or the other; and
  • The rest through negotiations.

By the way, the proportionality calculus for the appropriate use of force is also bound to be different for peacekeeping and warfighting. If the mission objective is to destroy a regime, with the understanding that rebuilding belongs to a post-war agenda, there will be a different measure of acceptable collateral damage than if the immediate mission objective is to protect people and to defend public institutions and build public confidence in them.

Afghanistan:

If I can be allowed one concluding observation on Afghanistan, it is to note that international forces have obviously found it most challenging to maintain local security in those parts of the country that are most sharply outside the political consensus that was achieved in Bonn in late 2001 and early 2002. The insurgency is most active and advanced in those areas of the country, to put it another way, where confidence in public institutions and the government in Kabul is obviously the lowest.

The prominent military response to the insurgency has followed the warfighting model – that is, the assumption that the broad communal distrust in the south is not a matter for negotiation but can be over-ridden through counter-insurgency warfare.

Greater reliance on a peacekeeping/peace support framework would recognize that the insurgency is rooted in grievance, not only in extremism, and that building security requires more attention to negotiating political accommodation.  Indeed, that is being increasingly recognized.

Conclusion:

So, are we a nation of peacekeepers or warfighters? I’ve tried to make the point that both self-interest and effectiveness (and, one might add, the situations we are most likely to face in the future) counsel us to build on the peacekeeping model. That does mean maintaining a significant and complex military capacity; but it also and especially means the need to build up a much more dynamic political and diplomatic engagement capacity and to devote major resources to help build-up and refine the UN’s operational capacity.eregehr@ploughshares.ca

Notes

[i] http://www.warmuseum.ca/cwm/whats-on/programs-activities/conference-wars-with-words.

[ii] United Nations Peacekeeping Operations: Principles and Guidelines. United Nations Department of Peacekeeping Operations and Department of Field Support. 2008.

http://pbpu.unlb.org/PBPS/Library/Capstone_Doctrine_ENG.pdf

“Peacekeeping is a technique designed to preserve the peace, however fragile, where fighting has been halted, and to assist in implementing agreements achieved by the peacemakers. Over the years, peacekeeping has evolved from a primarily military model of observing cease-fires and the separation of forces after inter-state wars, to incorporate a complex model of many elements – military, police and civilian – working together to help lay the foundations for sustainable peace.

“Peace enforcement involves the application, with the authorization of the Security Council, of a range of coercive measures, including the use of military force. Such actions are authorized to restore international peace and security in situations where the Security Council has determined the existence of a threat to the peace, breach of the peace or act of aggression. The Security Council may utilize, where appropriate, regional organizations and agencies for enforcement action under its authority.”

“United Nations peacekeeping operations may also use force at the tactical level, with the authorization of the Security Council, to defend themselves and their mandate, particularly in situations where the State is unable to provide security and maintain public order.”

[iii] Cedric de Coning, Julian Detzel, Petter Hojem, “UN Peacekeeping Operations Capstone Doctrine, Report of the Tfp Oslo Doctrine Seminar, 14 and 15 Ma7 2008, Oslo, Norway.

http://www.nupi.no/publikasjoner/boeker_rapporter/2008/un_peacekeeping_operations_capstone_doctrine_report_of_the_tfp_oslo_doctrine_seminar_14_15_may_2008_oslo_norway.

“The new doctrine makes a distinction between peace enforcement, which implies the use of force at the strategic level, i.e. where consent is lacking, and robust peacekeeping, where there is consent at the strategic level, but where force may have to be used at the tactical level to manage spoilers. The distinction between peace enforcement and robust peacekeeping is thus not about how much force is being used, but rather about the context within which force is being used. Examples for the tactical use of force could be military actions against breakaway factions, criminal elements or spoilers that are trying to hinder the execution of the mandate, or pose a risk to civilians, aid workers and UN personnel.”

“Some argued that a UN force, which is only mandated and capable of using force at the tactical level is doomed to fail if one of the main parties withdraws its consent, and may end up stuck in the middle of a new war without the capacity to even properly defend itself. Others argued that thewithdrawal of strategic consent requires a political solution. Iraq and Afghanistan demonstrate that significant military capability does not necessarily guarantee the maintenance of consent. The doctrine recognizes that the UN is not well-positioned to project force at the strategic level, and it notes that regional organizations or coalitions of the willing have been called upon to stabilize such cases, or to augment UN consent based missions when strategic force becomes necessary. In doing so, the doctrine may implicitly recognize the Secretariat’s preference for this division of labor given the operational limitations of UN peacekeeping operations and the importance of the UN having a legitimate and viable consent-based peace and security instrument at its disposable into the future.”

[iv] Aleisha Arnusch, “From Peacekeeping to PRTs,” 2007. Pearson Peacekeeing Centre.

[v] Security Council SC/9583, 23 January 2009. Thematic Debate.

http://www.un.org/News/Press/docs//2009/sc9583.doc.htm.

[vi] DFAIT, “Canada and peace operations” site, modified 130608,

http://www.international.gc.ca/peace-paix/act_gov.aspx?lang=en.

[vii] François Grignon and Daniela Kroslak “The Problem with Peacekeeping”, in Current History, International Crisis Group, April 2008.http://www.crisisgroup.org/home/index.cfm?id=5393.

“The military component of a peacekeeping mission is only as effective as the mission’s political masters make it. When asked last year if the 26,000-person force approved for UNAMID by the UN Security Council were sufficient, Salim Ahmed Salim, the AU’s Special Envoy forDarfur, rightly responded that what matters is “not how large a force it is but what they have come to defend,” since “without an agreement on peace, even a force of 50,000 can’t change the situation here radically.” A UN Security Council peacekeeping mandate with civilian protection provisions can only be implemented in the context of a political agreement. And the implementation of a mandate depends on the will to interpret it politically and to enforce it with the means provided.”

“In complex emergencies such as those facing the DRC, Sudan, and Somalia, the hostage population can only be sustainably protected if an effective political strategy accompanies the deployment of peacekeeping operations.”

[viii] Seth G. Jones and Martin C. Libickihow, How Terrorist Groups End: Lessons for Countering al Qaida, RAND Corporation, 2008. http://www.rand.org/pubs/monographs/2008/RAND_MG741-1.pdf.

[ix] Vicenc Fisa, 2008 Peace Process Yearbook, School for a Culture of Peace, University of Barcelona,http://www.humansecuritygateway.info/showRecord.php?RecordId=26461.

NATO’s chance to join the new nuclear realism

Posted on: April 5th, 2009 by Ernie Regehr

As anticipated,[i] the just concluded 60thAnniversary NATO Summit in France and Germany launched a process to review the Alliance’s Strategic Concept, including its nuclear weapons doctrine, with a view to adopting a new strategy at the next Summit.

The final paragraph of the declaration on Alliance Security[ii] speaks of “renovating the Alliance,” which begs the obvious question of why further renovate a house whose original design has long given way to a series of unwieldy lean-tos and whose function has little relevance to a dramatically changed neighborhood. But in the meantime and until that basic questioned is addressed, NATO’s nuclear chamber certainly needs some serious attention.

“A broad-based group of qualified experts” is to assist the Secretary-General who, in turn and in consultations with NATO states, is to develop the new Strategic Concept for approval at the Portugal summit a year from now.

The much longer Summit Declaration,[iii] which also promises a new Strategic Concept, devotes only one of its 62 paragraphs (para 55) to nuclear issues, but it does include a welcome repetition of earlier declarations that “arms control, disarmament and non-proliferation will continue to make an important contribution to peace, security, and stability” (para 54). The nuclear paragraph reaffirms the Nuclear Non-Proliferation Treaty (NPT) and calls on NATO members to work constructively toward a successful outcome for the 2010 Review Conference. The NATO leaders point out that the arsenals of member states have been “dramatically reduced” and they promise an ongoing commitment “to all objectives enshrined in the Treaty.” They also call for universal adherence to the International Atomic Energy Agency’s “Additional Protocol” – an agreement to allow more intrusive and effective inspections of nuclear facilities. Both Iran and North Korea are called on to adhere to all relevant UN Security Council Resolutions.

A re-reading of the current Strategic Concept, adopted by the Washington NATO Summit in 1999,[iv] leaves little doubt of the need for major nuclear renovation. Eight of its paragraphs include substantive references to nuclear weapons, all reflecting an architectural style firmly rooted in the 1980s.

The 1999 document argues (para 46) that, due to “the diversity of risks with which the Alliance could be faced, it must maintain the forces necessary to ensure credible deterrence and to provide a wide range of conventional response options.” It then goes on to say, “the Alliance’s conventional forces alone cannot ensure credible deterrence. Nuclear weapons make a unique contribution in rendering the risks of aggression against the Alliance incalculable and unacceptable. Thus, they remain essential to preserve peace.”

Deterrence is presented as a broad, essentially open-ended, threat to use nuclear weapons against any aggressor – including, by implication, non-nuclear weapon states. The ultimate deterrent, i.e., “the supreme guarantee of the security of the Allies,” is described as being “provided by the strategic nuclear forces of the Alliance, particularly those of the United States” (para 62) – which, in the context of NATO expansion to the east, means the post-Cold War era has been one of the steady geographic expansion of the American nuclear “umbrella.”

The 1999 Strategic Concept sets out a commitment to the indefinite retention of nuclear weapons in Europe (para 46): “To protect peace and to prevent war or any kind of coercion, the Alliance will maintain for the foreseeable future an appropriate mix of nuclear and conventional forces based in Europe and kept up to date where necessary, although at a minimum sufficient level.”[v]

Current NATO strategy also holds that “nuclear forces based in Europe and committed to NATO provide an essential political and military link between the European and the North American members of the Alliance. The Alliance will therefore maintain adequate nuclear forces in Europe” (para 63).

The recent Obama-Medvedev statement[vi] is a measure of the extent to which NATO’s current retentionist nuclear doctrine is a serious security anachronism – out of date and out of place in the new security environment. Among other things, the American and Russian leaders declared the commitment of their “two countries to achieving a nuclear free world.” They also emphasized their support for the NPT, and called for negotiations toward “a verifiable[vii] treaty to end the production of fissile materials for nuclear weapons.” They emphasized the importance of the entry into force of the nuclear test ban treaty and US President Obama promised to work for American ratification.[viii] They also agreed to begin negotiations on a new Strategic Arms Reduction Treaty (START) with a view to reaching record low levels of legally binding limits on strategic nuclear weapons.

Language for a new NATO approach to nuclear weapons is available in the Obama-Medvedev statement, in the burgeoning anthology of nuclear abolition statements, and the logic on which the NPT itself was originally constructed – namely, that nuclear weapons, far from being “essential to preserve peace”, are ultimately an unacceptable risk to humanity, and that their elimination, not their retention, is essential to security.

Rather than asserting that the “strategic nuclear forces of the Alliance” are “the supreme guarantee of the security of the Allies,” NATO’s new Strategic Concept would do well to reflect the new reality articulated by Mikhail Gorbachev’s warning that “with every passing year [nuclear weapons] make our security more precarious.”[ix] Indeed, a new NATO statement could borrow from the 2008 statement by Henry Kissinger and his colleagues[x] and thus also acknowledge that “without the vision of moving toward zero, we will not find the essential cooperation required to stop our downward spiral” toward greater insecurity.

Over the course of the next year NATO states will have the opportunity to restate the vision and to make major efforts towards its realization.

eregehr@ploughshares.ca

Notes

[i] “NATO summit: a chance to kick the nuclear habit,” Disarmingconflict post, 18 February 2009. http://disarmingconflict.blogspot.com/2009_02_01_archive.html [ii] Declaration on Alliance Security, Issued by the Heads of State and Government participating in the meeting of the North Atlantic Council in Strasbourg/Kehl on 4 April 2009. http://www.nato.int/cps/en/natolive/news_52838.htm [iii] Strasbourg/Kehl Summit Declaration, Issued by the Heads of State and Government participating in the meeting of the North Atlantic Council in Strasbourg/Kehl on 4 April 2009. http://www.nato.int/cps/en/natolive/news_52837.htm [iv] NATO. 1999. The Alliance’s Strategic Concept, Approved by the Heads of State and Government participating in the meeting of the North Atlantic Council in Washington D.C. on 23rd and 24th April 1999. http://www.nato.int/docu/pr/1999/p99-065e.htm. [v] There are currently estimated to be between 150 and 240 nuclear weapons, all US B61 gravity bombs, held in five countries in Europe – Belgium, Germany, Italy, Netherlands, and Turkey. All of the European countries hosting US nuclear weapons are non-nuclear weapon state parties to the Nuclear Non-Proliferation Treaty (NPT). [vi] Available at CBS News “Political Hotsheet.” 1 April 2009. http://www.cbsnews.com/blogs/2009/04/01/politics/politicalhotsheet/entry4909175.shtml [vii] Obama’s support for a “verifiable” treaty is a reversal of the Bush policy. [viii] Also a reversal of Bush policy. [ix] Gorbachev, Mikhail. 2007. The nuclear threat. The Wall Street Journal, January 31. http://online.wsj.com/article/SB117021711101593402.html#. [x] Shultz, George P., William J. Perry, Henry A Kissinger, and Sam Nunn. 2008. Toward a nuclear-free world. The Wall Street Journal, January 15. http://online.wsj.com/public/article_print/SB120036422673589947.html.

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When Bears Fly

Posted on: March 6th, 2009 by Ernie Regehr

Whatever the real point of Ottawa’s mini-tiff with Moscow last week, one can’t help but conclude that Ottawa will regularly be turning to the Russian Bear to help get Canadians bullish on a new fleet of fighter aircraft.

The last time Canada went shopping for fighter aircraft it settled on the CF-18 from McDonald Douglas of the US in the largest single military purchase in Canadian history. The Air Force is now gearing up to replace the CF-18s, and given a price tag that could go to $10 billion, the new fighter aircraft could once again be the largest single Canadian military purchase ever.

Russia’s Bears – long-range, four-engine, propeller driven aircraft built to deliver nuclear weapons to North America – were bolstered by the generally threatening ambience of the Cold War to figure prominently in the rationale for acquiring the CF-18 fighter/interceptor. The Cold War is no more, but the Bears are still with us and they remain ready and willing to serve as the theatrical foil to Ottawa’s manufactured bravado about defending our sovereignty.

“We will defend our airspace,” said Prime Minister Harper, noting his “deep concern” about the “increasingly aggressive Russian actions around the globe and into our airspace.”[i] Not content this time with conventional political hyperbole, the Prime Minister elaborated: “We also have obligations of continental defence with the United States. We will fulfill those obligations to defend our continental airspace, and we will defend our sovereignty and we will respond every time the Russians make any kind of intrusion on the sovereignty in Canada’s Arctic.”[ii]

Of course the Russian bombers specifically did not enter Canadian airspace – indeed, they never have. There was no “intrusion on the sovereignty in Canada’s Arctic.” They did what they have done for decades and that is fly in international airspace near Canadian and American airspace to train their pilots and test North American reactions; and the Canadians and Americans, grateful for the opportunity to test their own reaction times and routines, dutifully “scramble” their fighter aircraft and go out to greet the Russians.[iii]

For the Russians the point presumably is to continue to announce themselves as a continuing presence on the global stage. For Canada the point is certainly to keep a prudent eye on events near our borders, but when a routine event is elevated into an international incident the point is also to announce a continuing requirement for fighter aircraft and to lay the political foundation for the announcement of a brand new fleet.

The Government has set 2012 as roughly the date for a decision on the CF-18 replacement, although the basic intention was signaled a decade ago when Canada began its participation, initially in the Concept Development Phase, in the US-led Joint Strike Fighter program (JSF).

The aircraft in question in the JSF program – a consortium of nine countries[iv] – is the F-35 from the Lockheed-Martin company in the US, a new design not yet in production. There will be other aircraft in the running, but given Canada’s investment of more than $150 million in its development phase,[v] the F-35 will be a chief contender. The JSF is described in Canadian background notes as “the biggest and most expensive combat aircraft project in history.[vi]

Ottawa’s currently stated requirement is for 65 aircraft; this is down from an earlier ask of 80 (indeed, as the estimated costs rise the number required tends to decline).[vii] Current estimates have hit on about $50 million per aircraft, but some analysts think that number could yet double, depending on the overall production run. The additional program costs – namely, training, infrastructure, follow-on development, and so on – could double that figure and bring the overall bill into the $10 billion range.

Of course, part of the calculation is that both participation in the JSF development program and the purchase of the F-35 will yield major benefits to Canadian industry.[viii] The Government press release said the participation gave Canada “access to up to $8 billion in industrial participation opportunities.”[ix] Like the cost of the aircraft itself, estimates of the industrial benefits also enjoy a measure of inflation. To date, the development phase is reported to have yielded $212 million in contracts for more than 70 Canadian companies, and a more recent statement of potential sales claims $9 billion by 2035.[x]

Any decision on new fighter aircraft will obviously have to be preceded by a thoroughgoing public debate on the need.

The primary role for Canadian fighter interceptors is obviously to patrol approaches to Canadian airspace, but the question begging to be asked is just how many and what kind of aircraft does that really take. The Russian Bears are real, of course, but they are a real symbol of a threat – the real nuclear threat to North America obviously comes from intercontinental ballistic missiles, against which there is no defence possible or contemplated.

The more serious air threat that Canadian interceptors must address is not a military threat but a law enforcement threat in the form of small aircraft that illegally intrude into Canadian airspace and territory, most often laden with illegal drugs. Are large, state-of-the-art, fighter aircraft the best means of tracking the piper cubs of drug runners?

New fighter aircraft would also be available to support Canadian participation in overseas military missions – but here too there is an obvious question about the relevance of fighter aircraft in peace support operations.

eregehr@ploughshares.ca

Notes
[i] David Ljunggren, “Russian bomber neared Canada before Obama visit,” Reuters, 27 February 2009. http://www.reuters.com/article/topNews/idUSTRE51Q2W220090227?feedType=RSS&feedName=topNews.
[ii] “Russia Denies Bomber Approached Canadian Airspace,” CBC News, 27 February 2009. http://www.cbc.ca/canada/story/2009/02/27/arctic-russia.html?ref=rss.
[iii] The only real dispute was whether Russia told Canada, as it routinely does, about the flight in advance. The Russian Embassy in Ottawa said “the adjacent countries were informed of the flight in good time,” but Ottawa said it was not informed. “Russia Denies Bomber Approached Canadian Airspace,” CBC News, 27 February 2009. http://www.cbc.ca/canada/story/2009/02/27/arctic-russia.html?ref=rss.
[iv] In addition to the US and Canada, coalition members are the UK, Netherlands, Denmark, Italy, Norway, Turkey, Australia.
[v] “Canada’s military eyeing futuristic fighter jets,” Canwest News Service. 26 june 2007. http://www.canada.com/topics/technology/story.html?id=7a365ab7-22b5-4d06-9de7-7a6177af4b62.
[vi] Michel Rossignol, “The Joint Strike Fighter Project,” 19 February 2003, Library of Parliament. Government of Canada. http://dsp-psd.pwgsc.gc.ca/Collection-R/LoPBdP/PRB-e/PRB0207-e.pdf.
[vii] David Pugliese, “Canada Weighs Fighter Options,” DefenseNews, 14 July 2008. http://www.defensenews.com/story.php?i=3637165.
[viii] “US, Canada sign agreement on Joint Strike Fighter.” US DOD News Release No. 060-02, 07 February 02. http://www.defenselink.mil/releases/release.aspx?releaseid=3232.
[ix] “Canada’s New Government Signs on to Phase III of Joint Strike Fighter Program….” Industry Canada, 12 December 2006. http://www.ic.gc.ca/eic/site/ic1.nsf/eng/02150.html.
[x] Allison Lampert, “Joint Strike Fighter program boosts aerospace industry,” 02 August 08, Canwest New Service. http://www2.canada.com/vancouversun/news/business/story.html?id=659a65d6-2ae0-48e3-99d8-4aab98a5d103.

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